Numis at a glance

Latest Transactions
Sole sponsor to Breedon Group Plc on its move up from AIM to the premium listing segment of the Official List and to trading on the Main Market of the LSE
May 2023
Helios Underwriting
Adviser and broker to Helios Underwriting Plc
May 2023

Anti Bribery and Corruption Policy Statement

Numis Corporation Plc and its UK subsidiaries are committed to conducting business in accordance with the highest ethical standards and in full compliance with all applicable anti-bribery and corruption laws and regulations, including the UK Bribery Act and US Foreign Corrupt Practices Act where applicable.

It is Numis’ policy to conduct all business in an open, honest and ethical manner. Numis takes a zero tolerance approach to bribery and is committed to acting professionally, fairly and with integrity in all business dealings and relationships; as such Numis has implemented effective systems & controls to counter bribery, which are supported and approved by the board and reviewed on a regular basis.

The ‘Anti-Bribery and Corruption Compliance Program’ includes: oversight and governance; a risk assessment process; communication and training; review and preapproval processes; due diligence on third party relationships, business transactions/deals, and new products; monitoring and confidential reporting; financial controls and record-keeping; and independent testing processes. 

Numis expects all of its agents and suppliers to act at all times in compliance with applicable anti-bribery and corruption laws and regulations. 

Employees who engage in or facilitate bribery, or who fail to comply with all applicable anti-bribery and corruption laws, regulations, and Numis’ anti-bribery and related policies, may be subject to disciplinary action, up to and including termination. Numis reserves the right to terminate immediately any business relationship that violates our high ethical standards and our commitment to responsible business practices.